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Anti-Money Laundering (AML) Policy

Last Updated: June 2026

Introduction

UP Global Markets Ltd is committed to preventing money laundering, terrorist financing, fraud, and other illegal activities. We maintain policies and procedures designed to comply with applicable anti-money laundering regulations and industry best practices.

Customer Identification

Before providing services, we may require clients to submit documentation to verify their identity and residential address.

Monitoring of Transactions

We reserve the right to monitor account activity and transactions for suspicious behavior, unusual trading activity, fraud indicators, or potential violations of applicable laws and regulations.

Source of Funds

Clients may be required to provide information regarding the source of deposited funds when requested by our compliance department.

Suspicious Activity Reporting

Where required by law or regulation, suspicious transactions or activities may be reported to relevant authorities.

Third-Party Payments

UP Global Markets Ltd generally does not accept third-party payments. Deposits and withdrawals should be made through accounts held in the client's own name.

Record Retention

Client records, identification documents, and transaction records may be retained for the period required by applicable laws and regulations.

Compliance Review

The company reserves the right to request additional documentation at any time to maintain compliance with AML requirements.

Contact

For compliance-related inquiries, please contact:

UP Global Markets Ltd
Email: support@upglobalsmarket.com

Regulatory Information

UP Global Markets Ltd is licensed by the Financial Services Commission (FSC) Mauritius as an Investment Dealer – Full Service Dealer, Excluding Underwriting.

License Number: GB25204570